【资料名称】：3gpp协议之36300-a00

【资料作者】：3gpp

【资料日期】：2010-6

【资料语言】：英文

【资料格式】：DOC

【资料目录和简介】：

Contents
Foreword11
1Scope12
2References12
3Definitions, symbols and abbreviations13
3.1Definitions13
3.2Abbreviations14
4Overall architecture17
4.1Functional Split17
4.2Interfaces19
4.2.1S1 Interface19
4.2.2X2 Interface19
4.3Radio Protocol architecture19
4.3.1User plane20
4.3.2Control plane20
4.4Synchronization21
4.5IP fragmentation21
4.6Support of HeNBs21
4.6.1Architecture21
4.6.2Functional Split22
4.6.3Interfaces23
4.6.3.1Protocol Stack for S1 User Plane23
4.6.3.2Protocol Stacks for S1 Control Plane24
4.6.4Void25
4.7Support for relaying25
4.7.1General25
4.7.2Architecture26
4.7.3S1 and X2 user plane aspects26
4.7.4S1 and X2 control plane aspects27
4.7.5Radio protocol aspects28
4.7.6Signaling procedures29
4.7.6.1RN attach procedure29
4.7.6.2 E-RAB activation/modification30
5Physical Layer for E-UTRA30
5.1Downlink Transmission Scheme32
5.1.1Basic transmission scheme based on OFDM32
5.1.2Physical-layer processing33
5.1.3Physical downlink control channel33
5.1.4Downlink Reference signal33
5.1.5Downlink multi-antenna transmission34
5.1.6MBSFN transmission34
5.1.7Physical layer procedure34
5.1.7.1Link adaptation34
5.1.7.2Power Control34
5.1.7.3Cell search34
5.1.8Physical layer measurements definition34
5.2Uplink Transmission Scheme35
5.2.1Basic transmission scheme35
5.2.2Physical-layer processing35
5.2.3Physical uplink control channel35
5.2.4Uplink Reference signal36
5.2.5Random access preamble36
5.2.6Uplink multi-antenna transmission36
5.2.7Physical channel procedure36
5.2.7.1Link adaptation36
5.2.7.2Uplink Power control36
5.2.7.3Uplink timing control37
5.3Transport Channels37
5.3.1Mapping between transport channels and physical channels38
5.4E-UTRA physical layer model38
5.4.1Void38
5.4.2Void38
5.5Carrier Aggregation39
6Layer 239
6.1MAC Sublayer40
6.1.1Services and Functions41
6.1.2Logical Channels41
6.1.2.1Control Channels41
6.1.2.2Traffic Channels42
6.1.3Mapping between logical channels and transport channels42
6.1.3.1Mapping in Uplink42
6.1.3.2Mapping in Downlink42
6.2RLC Sublayer43
6.2.1Services and Functions43
6.2.2PDU Structure43
6.3PDCP Sublayer44
6.3.1Services and Functions44
6.3.2PDU Structure44
6.4Carrier Aggregation45
7RRC46
7.1Services and Functions46
7.2RRC protocol states & state transitions47
7.3Transport of NAS messages47
7.4System Information48
7.5Carrier Aggregation49
8E-UTRAN identities49
8.1E-UTRAN related UE identities49
8.2Network entity related Identities50
9ARQ and HARQ50
9.1HARQ principles50
9.2ARQ principles51
9.3Void51
10Mobility51
10.1Intra E-UTRAN52
10.1.1Mobility Management in ECM-IDLE52
10.1.1.1Cell selection52
10.1.1.2Cell reselection53
10.1.1.3Void54
10.1.1.4Void54
10.1.1.5Void54
10.1.2Mobility Management in ECM-CONNECTED54
10.1.2.1Handover54
10.1.2.1.1C-plane handling55
10.1.2.1.2U-plane handling57
10.1.2.2Path Switch58
10.1.2.3Data forwarding59
10.1.2.3.1For RLC-AM DRBs59
10.1.2.3.2For RLC-UM DRBs59
10.1.2.3.3SRB handling60
10.1.2.4Void60
10.1.2.5Void60
10.1.2.6Void60
10.1.2.7Timing Advance60
10.1.3Measurements60
10.1.3.1Intra-frequency neighbour (cell) measurements61
10.1.3.2Inter-frequency neighbour (cell) measurements62
10.1.4Paging and C-plane establishment62
10.1.5Random Access Procedure62
10.1.5.1Contention based random access procedure62
10.1.5.2Non-contention based random access procedure64
10.1.5.3Interaction model between L1 and L2/3 for Random Access Procedure65
10.1.6Radio Link Failure65
10.1.7Radio Access Network Sharing67
10.1.8Handling of Roaming and Area Restrictions for UEs in ECM-CONNECTED67
10.2Inter RAT67
10.2.1Cell reselection67
10.2.2Handover68
10.2.2aInter-RAT cell change order to GERAN with NACC68
10.2.2bInter-RAT handovers from E-UTRAN69
10.2.2b.1Data forwarding69
10.2.2b.1.1For RLC-AM bearers69
10.2.2b.1.2For RLC-UM bearers69
10.2.3Measurements69
10.2.3.1Inter-RAT handovers from E-UTRAN69
10.2.3.2Inter-RAT handovers to E-UTRAN70
10.2.3.3Inter-RAT cell reselection from E-UTRAN70
10.2.3.4Limiting measurement load at UE70
10.2.4Network Aspects70
10.3Mobility between E-UTRAN and Non-3GPP radio technologies71
10.3.1UE Capability Configuration71
10.3.2Mobility between E-UTRAN and cdma2000 network71
10.3.2.1Tunnelling of cdma2000 Messages over E-UTRAN between UE and cdma2000 Access Nodes71
10.3.2.2Mobility between E-UTRAN and HRPD72
10.3.2.2.1Mobility from E-UTRAN to HRPD72
10.3.2.2.1.1HRPD System Information Transmission in E-UTRAN72
10.3.2.2.1.2Measuring HRPD from E-UTRAN72
10.3.2.2.1.2.1Idle Mode Measurement Control72
10.3.2.2.1.2.2Active Mode Measurement Control72
10.3.2.2.1.2.3Active Mode Measurement73
10.3.2.2.1.3Pre-registration to HRPD Procedure73
10.3.2.2.1.4E-UTRAN to HRPD Cell Re-selection73
10.3.2.2.1.5E-UTRAN to HRPD Handover73
10.3.2.2.2Mobility from HRPD to E-UTRAN73
10.3.2.3Mobility between E-UTRAN and cdma2000 1xRTT74
10.3.2.3.1Mobility from E-UTRAN to cdma2000 1xRTT74
10.3.2.3.1.1cdma2000 1xRTT System Information Transmission in E-UTRAN74
10.3.2.3.1.2Measuring cdma2000 1xRTT from E-UTRAN74
10.3.2.3.1.2.1Idle Mode Measurement Control74
10.3.2.3.1.2.2Active Mode Measurement Control74
10.3.2.3.1.2.3Active Mode Measurement74
10.3.2.3.1.3E-UTRAN to cdma2000 1xRTT Cell Re-selection74
10.3.2.3.1.4E-UTRAN to cdma2000 1xRTT Handover74
10.3.2.3.2Mobility from cdma2000 1xRTT to E-UTRAN75
10.3.2.3.31xRTT CS Fallback75
10.4Area Restrictions76
10.5Mobility to and from CSG and Hybrid cells76
10.5.0Principles for idle-mode mobility with CSG cells76
10.5.0.1Intra-frequency mobility76
10.5.0.2Inter-frequency mobility76
10.5.0.3Inter-RAT Mobility76
10.5.1Inbound mobility to CSG cells76
10.5.1.1RRC_IDLE76
10.5.1.2RRC_CONNECTED77
10.5.2Outbound mobility from CSG cells79
10.5.2.1RRC_IDLE79
10.5.2.2RRC_CONNECTED79
10.6Measurement Model79
10.7Hybrid Cells80
10.7.1 RRC_IDLE80
10.7.2 RRC_CONNECTED80
11Scheduling and Rate Control80
11.1Basic Scheduler Operation80
11.1.1Downlink Scheduling81
11.1.2Uplink Scheduling81
11.2Activation/Deactivation Mechanism82
11.3Measurements to Support Scheduler Operation82
11.4Rate Control of GBR and UE-AMBR83
11.4.1Downlink83
11.4.2Uplink83
11.5CQI reporting for Scheduling83
11.6Explicit Congestion Notification84
12DRX in RRC_CONNECTED84
13QoS85
13.1Bearer service architecture85
13.2QoS parameters86
13.3QoS support in Hybrid Cells87
14Security87
14.1Overview and Principles87
14.2Security termination points89
14.3State Transitions and Mobility90
14.3.1RRC_IDLE to RRC_CONNECTED90
14.3.2RRC_CONNECTED to RRC_IDLE90
14.3.3Intra E-UTRAN Mobility90
14.4AS Key Change in RRC_CONNECTED90
14.5Security Interworking90
15MBMS91
15.1General91
15.1.1E-MBMS Logical Architecture92
15.1.2E-MBMS User Plane Protocol Architecture93
15.1.3E-MBMS Control Plane Protocol Architecture94
15.2MBMS Cells94
15.2.1MBMS-dedicated cell94
15.2.2MBMS/Unicast-mixed cell94
15.3MBMS Transmission94
15.3.1General94
15.3.2Single-cell transmission94
15.3.3Multi-cell transmission95
15.3.4MBMS Reception States96
15.3.5MCCH Structure96
15.3.6MBMS signalling on BCCH97
15.3.7MBMS User Data flow synchronisation97
15.3.8Synchronisation of MCCH Update Signalling via M298
15.3.9IP Multicast Distribution98
15.4Service Continuity98
15.5Network sharing99
15.6Network Functions for Support of Multiplexing99
15.7Procedures99
15.7.1Procedures for Broadcast mode99
15.7.1.1Session Start procedure99
15.7.1.2Session Stop procedure100
15.7aM1 Interface101
15.7a.1M1 User Plane101
15.8M2 Interface102
15.8.1M2 Control Plane102
15.8.2M2 Interface Functions103
15.8.2.1General103
15.8.2.2MBMS Session Handling Function103
15.8.2.3MBMS Scheduling Information Provision Function103
15.8.2.4M2 Interface Management Function103
15.8.2.5M2 Configuration Function103
15.8.3M2 Interface Signalling Procedures103
15.8.3.1General103
15.8.3.2MBMS Session signalling procedure104
15.8.3.3MBMS Scheduling Information procedure104
15.8.3.4M2 Interface Management procedures104
15.8.3.4.1Reset procedure104
15.8.3.4.2Error Indication procedure104
15.8.3.5M2 Configuration procedures104
15.8.3.5.1M2 Setup procedure104
15.8.3.5.2eNB Configuration Update procedure104
15.8.3.5.3MCE Configuration Update procedure104
15.9M3 Interface104
15.9.1M3 Control Plane104
15.9.2M3 Interface Functions105
15.9.2.1General105
15.9.2.2MBMS Session Handling Function105
15.9.2.3M3 Interface Management Function105
15.9.3M3 Interface Signalling Procedures106
15.9.3.1General106
15.9.3.2MBMS Session signalling procedure106
15.9.3.3M3 Interface Management procedures106
15.9.3.3.1Reset procedure106
15.9.3.3.2Error Indication procedure106
16Radio Resource Management aspects106
16.1RRM functions106
16.1.1Radio Bearer Control (RBC)106
16.1.2Radio Admission Control (RAC)107
16.1.3Connection Mobility Control (CMC)107
16.1.4Dynamic Resource Allocation (DRA) - Packet Scheduling (PS)107
16.1.5Inter-cell Interference Coordination (ICIC)107
16.1.6Load Balancing (LB)107
16.1.7Inter-RAT Radio Resource Management107
16.1.8Subscriber Profile ID for RAT/Frequency Priority108
16.2RRM architecture108
16.2.1Centralised Handling of certain RRM Functions108
16.2.2De-Centralised RRM108
16.2.2.1UE History Information108
16.2.3Load balancing control108
17RF aspects108
17.1Spectrum deployments108
18UE capabilities108
19S1 Interface110
19.1S1 User plane110
19.2S1 Control Plane110
19.2.1S1 Interface Functions111
19.2.1.1S1 Paging function112
19.2.1.2S1 UE Context Management function112
19.2.1.3Initial Context Setup Function112
19.2.1.3aUE Context Modification Function112
19.2.1.4Mobility Functions for UEs in ECM-CONNECTED112
19.2.1.4.1Intra-LTE Handover112
19.2.1.4.2 Inter-3GPP-RAT Handover112
19.2.1.5E-RAB Service Management function112
19.2.1.6NAS Signalling Transport function112
19.2.1.7 NAS Node Selection Function (NNSF)112
19.2.1.8S1-interface management functions113
19.2.1.9MME Load balancing Function113
19.2.1.10Location Reporting Function113
19.2.1.11Warning Message Transmission function113
19.2.1.12Overload Function113
19.2.1.13RAN Information Management Function113
19.2.1.14S1 CDMA2000 Tunnelling function113
19.2.1.15Configuration Transfer Function113
19.2.1.16LPPa Signalling Transport function114
19.2.1.17Trace Function114
19.2.2S1 Interface Signalling Procedures114
19.2.2.1Paging procedure115
19.2.2.2S1 UE Context Release procedure116
19.2.2.2.1S1 UE Context Release (EPC triggered)116
19.2.2.2.2S1 UE Context Release Request (eNB triggered)116
19.2.2.3Initial Context Setup procedure117
19.2.2.3aUE Context Modification procedure118
19.2.2.4E-RAB signalling procedures118
19.2.2.4.1E-RAB Setup procedure118
19.2.2.4.2E-RAB Modification procedure119
19.2.2.4.3E-RAB Release procedure120
19.2.2.4.4E-RAB Release Indication procedure121
19.2.2.5Handover signalling procedures122
19.2.2.5.1Handover Preparation procedure122
19.2.2.5.2Handover Resource Allocation procedure122
19.2.2.5.3Handover Notification procedure123
19.2.2.5.4Handover Cancellation123
19.2.2.5.5Path Switch procedure124
19.2.2.5.6Message sequence diagrams124
19.2.2.5.7eNB Status Transfer procedure131
19.2.2.5.8MME Status Transfer procedure132
19.2.2.6NAS transport procedures132
19.2.2.7S1 interface Management procedures134
19.2.2.7.1Reset procedure134
19.2.2.7.1aeNB initiated Reset procedure134
19.2.2.7.1bMME initiated Reset procedure134
19.2.2.7.2 Error Indication functions and procedures135
19.2.2.7.2aeNB initiated error indication135
19.2.2.7.2bMME initiated error indication135
19.2.2.8S1 Setup procedure136
19.2.2.9eNB Configuration Update procedure136
19.2.2.9aeNB Configuration Transfer procedure137
19.2.2.10MME Configuration Update procedure137
19.2.2.10aMME Configuration Transfer procedure138
19.2.2.11Location Reporting procedures138
19.2.2.11.1Location Reporting Control procedure139
19.2.2.11.2Location Report procedure139
19.2.2.11.3Location Report Failure Indication procedure139
19.2.2.12Overload procedure140
19.2.2.12.1 Overload Start procedure140
19.2.2.12.2Overload Stop procedure140
19.2.2.13Write-Replace Warning procedure140
19.2.2.14eNB Direct Information Transfer procedure141
19.2.2.15MME Direct Information Transfer procedure141
19.2.2.16S1 CDMA2000 Tunnelling procedures142
19.2.2.16.1Downlink S1 CDMA2000 Tunnelling procedure142
19.2.2.16.2Uplink S1 CDMA2000 Tunnelling procedure142
19.2.2.17Kill procedure143
19.2.2.18LPPa Transport procedures143
19.2.2.18.1Downlink UE Associated LPPa Transport procedure144
19.2.2.18.2Uplink UE Associated LPPa Transport procedure144
19.2.2.18.3Downlink Non UE Associated LPPa Transport procedure144
19.2.2.18.4Uplink Non UE Associated LPPa Transport procedure145
19.2.2.19Trace procedures145
19.2.2.19.1Trace Start procedure145
19.2.2.19.2Trace Failure Indication procedure146
19.2.2.19.3Deactivate Trace procedure146
19.2.2.19.4Cell Traffic Trace procedure146
20X2 Interface147
20.1User Plane147
20.2Control Plane147
20.2.1X2-CP Functions148
20.2.2X2-CP Procedures148
20.2.2.1Handover Preparation procedure149
20.2.2.2Handover Cancel procedure150
20.2.2.3UE Context Release procedure151
20.2.2.4SN Status Transfer procedure151
20.2.2.5Error Indication procedure151
20.2.2.6Load Indication procedure152
20.2.2.7X2 Setup procedure152
20.2.2.8eNB Configuration Update procedure153
20.2.2.9Reset procedure153
20.2.2.10Resource Status Reporting Initiation procedure153
20.2.2.11Resource Status Reporting procedure154
20.2.2.12Radio Link Failure Indication procedure154
20.2.2.13Handover Report procedure155
20.2.2.14Mobility Settings Change procedure155
20.2.3Void156
21System and Terminal complexity156
21.1Overall System complexity156
21.2Physical layer complexity156
21.3UE complexity156
22Support for self-configuration and self-optimisation156
22.1Definitions156
22.2UE Support for self-configuration and self-optimisation157
22.3Self-configuration158
22.3.1Dynamic configuration of the S1-MME interface158
22.3.1.1Prerequisites158
22.3.1.2SCTP initialization158
22.3.1.3Application layer initialization158
22.3.2Dynamic Configuration of the X2 interface158
22.3.2.1Prerequisites158
22.3.2.2SCTP initialization158
22.3.2.3Application layer initialization158
22.3.2aAutomatic Neighbour Relation Function159
22.3.3Intra-LTE/frequency Automatic Neighbour Relation Function160
22.3.4Inter-RAT/Inter-frequency Automatic Neighbour Relation Function161
22.3.5Framework for PCI Selection162
22.3.6TNL address discovery162
22.3.6.1TNL address discovery of candidate eNB via S1 interface162
22.4Self-optimisation163
22.4.1Support for Mobility Load Balancing163
22.4.1.1General163
22.4.2Support for Mobility Robustness Optimisation165
22.4.3Support for RACH Optimisation166
22.5Void167
22.6Void167
23Others167
23.1Support for real time IMS services167
23.1.1IMS Emergency Call167
23.2Subscriber and equipment trace167
23.2.1Signalling activation167
23.2.2Management activation168
23.3E-UTRAN Support for Warning Systems168
23.3.1Earthquake and Tsunami Warning System168
23.3.2Commercial Mobile Alert System168
Annex A (informative):NAS Overview169
A.1Services and Functions169
A.2NAS protocol states & state transitions169
Annex B (informative):MAC and RRC Control170
B.1Difference between MAC and RRC control170
B.2Void170
Annex C (informative):Void171
Annex D (informative):Void171
Annex E (informative):Void171
Annex F (informative):Void171
Annex G (informative):Guideline for E-UTRAN UE capabilities172
Annex H (informative):Void173
Annex I (informative):SPID ranges ad mapping of SPID values to cell reselection and inter-RAT/inter frequency handover priorities173
I.1SPID ranges173
I.2Reference SPID values173
Annex J (informative):Carrier Aggregation175
J.1Deployment Scenarios175
J.2Layer 2 Architecture176
J.3RRC procedures176
J.3.1System Information176
J.3.2Connection Control176
J.3.3Linking between UL and DL177
J.3.4Measurements177
J.4MAC procedures177
J.5Idle mode procedures178
J.6Inter-eNB Mobility178
Annex K (informative):Change history179