【资料名称】：3gpp协议之36300-a40.zip

【资料作者】：3gpp

【资料日期】：2010-6

【资料语言】：英文

【资料格式】：DOC

【资料目录和简介】：

Technical Specification Group Radio Access Network;
Evolved Universal Terrestrial Radio Access (E-UTRA)
and Evolved Universal Terrestrial Radio Access Network
(E-UTRAN);
Overall description;
Stage 2
(Release 10)
Contents
Foreword12
1Scope13
2References13
3Definitions, symbols and abbreviations15
3.1Definitions15
3.2Abbreviations15
4Overall architecture18
4.1Functional Split19
4.2Void21
4.2.1Void21
4.2.2Void21
4.3Radio Protocol architecture21
4.3.1User plane21
4.3.2Control plane22
4.4Synchronization22
4.5IP fragmentation22
4.6Support of HeNBs23
4.6.1Architecture23
4.6.2Functional Split24
4.6.3Interfaces25
4.6.3.1Protocol Stack for S1 User Plane25
4.6.3.2Protocol Stacks for S1 Control Plane26
4.6.3.3Protocol Stack for S5 interface27
4.6.3.4Protocol Stack for SGi interface27
4.6.3.5Protocol Stack for X2 User Plane and X2 Control Plane27
4.6.4Void27
4.6.5Support of LIPA with HeNB27
4.7Support for relaying29
4.7.1General29
4.7.2Architecture29
4.7.3S1 and X2 user plane aspects30
4.7.4S1 and X2 control plane aspects31
4.7.5Radio protocol aspects32
4.7.6Signalling procedures33
4.7.6.1RN attach procedure33
4.7.6.2E-RAB activation/modification34
4.7.6.3RN startup procedure34
4.7.6.4RN detach procedure35
4.7.6.5Neighbouring Information Transfer36
4.7.6.6Mobility to or from RN36
4.7.7Relay Node OAM Aspects36
4.7.7.1Architecture36
4.7.7.2OAM Traffic QoS Requirements37
4.7.7.3Security Aspects37
4.7.7.4Void37
4.7.7.5OAM Requirements for Configuration Parameters37
4.7.7.5.1Parameters Associated with Relay Bearer Mapping37
5Physical Layer for E-UTRA37
5.1Downlink Transmission Scheme39
5.1.1Basic transmission scheme based on OFDM39
5.1.2Physical-layer processing40
5.1.3Physical downlink control channel40
5.1.4Downlink Reference signal and synchronization signals40
5.1.5Downlink multi-antenna transmission41
5.1.6MBSFN transmission41
5.1.7Physical layer procedure41
5.1.7.1Link adaptation41
5.1.7.2Power Control41
5.1.7.3Cell search41
5.1.8Physical layer measurements definition41
5.2Uplink Transmission Scheme42
5.2.1Basic transmission scheme42
5.2.2Physical-layer processing42
5.2.3Physical uplink control channel42
5.2.4Uplink Reference signal43
5.2.5Random access preamble43
5.2.6Uplink multi-antenna transmission43
5.2.7Physical channel procedure43
5.2.7.1Link adaptation43
5.2.7.2Uplink Power control43
5.2.7.3Uplink timing control44
5.3Transport Channels44
5.3.1Mapping between transport channels and physical channels45
5.4E-UTRA physical layer model45
5.4.1Void45
5.4.2Void45
5.5Carrier Aggregation45
6Layer 246
6.1MAC Sublayer47
6.1.1Services and Functions48
6.1.2Logical Channels48
6.1.2.1Control Channels48
6.1.2.2Traffic Channels49
6.1.3Mapping between logical channels and transport channels49
6.1.3.1Mapping in Uplink49
6.1.3.2Mapping in Downlink49
6.2RLC Sublayer50
6.2.1Services and Functions50
6.2.2PDU Structure50
6.3PDCP Sublayer51
6.3.1Services and Functions51
6.3.2PDU Structure51
6.4Carrier Aggregation52
7RRC53
7.1Services and Functions53
7.2RRC protocol states & state transitions54
7.3Transport of NAS messages54
7.4System Information55
7.5Carrier Aggregation56
8E-UTRAN identities56
8.1E-UTRAN related UE identities56
8.2Network entity related Identities57
9ARQ and HARQ57
9.1HARQ principles57
9.2ARQ principles58
9.3Void58
10Mobility58
10.1Intra E-UTRAN59
10.1.1Mobility Management in ECM-IDLE59
10.1.1.1Cell selection59
10.1.1.2Cell reselection60
10.1.1.3Void60
10.1.1.4Void60
10.1.1.5Void60
10.1.2Mobility Management in ECM-CONNECTED60
10.1.2.1Handover61
10.1.2.1.1C-plane handling61
10.1.2.1.2U-plane handling64
10.1.2.2Path Switch65
10.1.2.3Data forwarding65
10.1.2.3.1For RLC-AM DRBs65
10.1.2.3.2For RLC-UM DRBs66
10.1.2.3.3SRB handling66
10.1.2.4Void67
10.1.2.5Void67
10.1.2.6Void67
10.1.2.7Timing Advance67
10.1.3Measurements67
10.1.3.1Intra-frequency neighbour (cell) measurements68
10.1.3.2Inter-frequency neighbour (cell) measurements69
10.1.4Paging and C-plane establishment69
10.1.5Random Access Procedure69
10.1.5.1Contention based random access procedure69
10.1.5.2Non-contention based random access procedure71
10.1.5.3Interaction model between L1 and L2/3 for Random Access Procedure72
10.1.6Radio Link Failure72
10.1.7Radio Access Network Sharing74
10.1.8Handling of Roaming and Area Restrictions for UEs in ECM-CONNECTED74
10.2Inter RAT74
10.2.1Cell reselection74
10.2.2Handover75
10.2.2aInter-RAT cell change order to GERAN with NACC75
10.2.2bInter-RAT handovers from E-UTRAN76
10.2.2b.1Data forwarding76
10.2.2b.1.1For RLC-AM bearers76
10.2.2b.1.2For RLC-UM bearers76
10.2.3Measurements76
10.2.3.1Inter-RAT handovers from E-UTRAN76
10.2.3.2Inter-RAT handovers to E-UTRAN76
10.2.3.3Inter-RAT cell reselection from E-UTRAN77
10.2.3.4Limiting measurement load at UE77
10.2.4Network Aspects77
10.2.5CS fallback77
10.3Mobility between E-UTRAN and Non-3GPP radio technologies78
10.3.1UE Capability Configuration78
10.3.2Mobility between E-UTRAN and cdma2000 network78
10.3.2.1Tunnelling of cdma2000 Messages over E-UTRAN between UE and cdma2000 Access Nodes78
10.3.2.2Mobility between E-UTRAN and HRPD79
10.3.2.2.1Mobility from E-UTRAN to HRPD79
10.3.2.2.1.1HRPD System Information Transmission in E-UTRAN79
10.3.2.2.1.2Measuring HRPD from E-UTRAN80
10.3.2.2.1.2.1Idle Mode Measurement Control80
10.3.2.2.1.2.2Active Mode Measurement Control80
10.3.2.2.1.2.3Active Mode Measurement80
10.3.2.2.1.3Pre-registration to HRPD Procedure80
10.3.2.2.1.4E-UTRAN to HRPD Cell Re-selection80
10.3.2.2.1.5E-UTRAN to HRPD Handover81
10.3.2.2.2Mobility from HRPD to E-UTRAN81
10.3.2.3Mobility between E-UTRAN and cdma2000 1xRTT81
10.3.2.3.1Mobility from E-UTRAN to cdma2000 1xRTT81
10.3.2.3.1.1cdma2000 1xRTT System Information Transmission in E-UTRAN81
10.3.2.3.1.2Measuring cdma2000 1xRTT from E-UTRAN81
10.3.2.3.1.2.1Idle Mode Measurement Control81
10.3.2.3.1.2.2Active Mode Measurement Control81
10.3.2.3.1.2.3Active Mode Measurement82
10.3.2.3.1.3E-UTRAN to cdma2000 1xRTT Cell Re-selection82
10.3.2.3.1.4E-UTRAN to cdma2000 1xRTT Handover82
10.3.2.3.2Mobility from cdma2000 1xRTT to E-UTRAN82
10.3.2.3.31xRTT CS Fallback82
10.4Area Restrictions84
10.5Mobility to and from CSG and Hybrid cells85
10.5.0Principles for idle-mode mobility with CSG cells85
10.5.0.1Intra-frequency mobility85
10.5.0.2Inter-frequency mobility85
10.5.0.3Inter-RAT Mobility85
10.5.1Inbound mobility to CSG cells85
10.5.1.1RRC_IDLE85
10.5.1.2RRC_CONNECTED85
10.5.2Outbound mobility from CSG cells87
10.5.2.1RRC_IDLE87
10.5.2.2RRC_CONNECTED87
10.6Measurement Model88
10.7Hybrid Cells88
10.7.1RRC_IDLE88
10.7.2RRC_CONNECTED89
10.7.2.1Inbound Mobility89
10.7.2.2Outbound Mobility89
11Scheduling and Rate Control89
11.1Basic Scheduler Operation89
11.1.1Downlink Scheduling89
11.1.2Uplink Scheduling90
11.2Activation/Deactivation Mechanism90
11.3Measurements to Support Scheduler Operation91
11.4Rate Control of GBR, MBR and UE-AMBR91
11.4.1Downlink91
11.4.2Uplink91
11.5CQI reporting for Scheduling91
11.6Explicit Congestion Notification92
12DRX in RRC_CONNECTED92
13QoS93
13.1Bearer service architecture94
13.2QoS parameters95
13.3QoS support in Hybrid Cells95
14Security95
14.1Overview and Principles95
14.2Security termination points97
14.3State Transitions and Mobility98
14.3.1RRC_IDLE to RRC_CONNECTED98
14.3.2RRC_CONNECTED to RRC_IDLE98
14.3.3Intra E-UTRAN Mobility98
14.4AS Key Change in RRC_CONNECTED98
14.5Security Interworking99
14.6RN integrity protection for DRB(s)99
15MBMS99
15.1General100
15.1.1E-MBMS Logical Architecture100
15.1.2E-MBMS User Plane Protocol Architecture102
15.1.3E-MBMS Control Plane Protocol Architecture102
15.2MBMS Cells103
15.2.1MBMS-dedicated cell103
15.2.2MBMS/Unicast-mixed cell103
15.3MBMS Transmission103
15.3.1General103
15.3.2Single-cell transmission103
15.3.3Multi-cell transmission103
15.3.4MBMS Reception States105
15.3.5MCCH Structure105
15.3.6MBMS signalling on BCCH106
15.3.7MBMS User Data flow synchronisation106
15.3.8Synchronisation of MCCH Update Signalling via M2107
15.3.9IP Multicast Distribution107
15.4Service Continuity107
15.5Network sharing108
15.6Network Functions for Support of Multiplexing108
15.7Procedures108
15.7.1Procedures for Broadcast mode108
15.7.1.1Session Start procedure108
15.7.1.2Session Stop procedure109
15.7aM1 Interface110
15.7a.1M1 User Plane110
15.8M2 Interface111
15.8.1M2 Control Plane111
15.8.2M2 Interface Functions112
15.8.2.1General112
15.8.2.2MBMS Session Handling Function112
15.8.2.3MBMS Scheduling Information Provision Function112
15.8.2.4M2 Interface Management Function112
15.8.2.5M2 Configuration Function112
15.8.2.6MBMS Service Counting Function112
15.8.2.7MBMS Service Suspension and Resumption Function112
15.8.3M2 Interface Signalling Procedures113
15.8.3.1General113
15.8.3.2MBMS Session signalling procedure113
15.8.3.3MBMS Scheduling Information procedure113
15.8.3.4M2 Interface Management procedures113
15.8.3.4.1Reset procedure113
15.8.3.4.2Error Indication procedure113
15.8.3.5M2 Configuration procedures113
15.8.3.5.1M2 Setup procedure113
15.8.3.5.2eNB Configuration Update procedure113
15.8.3.5.3MCE Configuration Update procedure113
15.8.3.6MBMS Service Counting procedures113
15.8.3.6.1MBMS Service Counting Request procedure113
15.8.3.6.2MBMS Service Counting Results Report procedure113
15.9M3 Interface114
15.9.1M3 Control Plane114
15.9.2M3 Interface Functions114
15.9.2.1General114
15.9.2.2MBMS Session Handling Function114
15.9.2.3M3 Interface Management Function114
15.9.3M3 Interface Signalling Procedures115
15.9.3.1General115
15.9.3.2MBMS Session signalling procedure115
15.9.3.3M3 Interface Management procedures115
15.9.3.3.1Reset procedure115
15.9.3.3.2Error Indication procedure115
15.10MBMS Counting115
15.10.1General115
15.10.2Counting Procedure115
16Radio Resource Management aspects116
16.1RRM functions116
16.1.1Radio Bearer Control (RBC)116
16.1.2Radio Admission Control (RAC)116
16.1.3Connection Mobility Control (CMC)116
16.1.4Dynamic Resource Allocation (DRA) - Packet Scheduling (PS)116
16.1.5Inter-cell Interference Coordination (ICIC)117
16.1.5.1UE configurations for time domain ICIC117
16.1.5.2OAM requirements for time domain ICIC117
16.1.5.2.1Configuration for CSG cell117
16.1.5.2.2Configuration for interfering non-CSG cell117
16.1.6Load Balancing (LB)118
16.1.7Inter-RAT Radio Resource Management118
16.1.8Subscriber Profile ID for RAT/Frequency Priority118
16.2RRM architecture118
16.2.1Centralised Handling of certain RRM Functions118
16.2.2De-Centralised RRM118
16.2.2.1UE History Information118
16.2.3Void119
17Void119
17.1Void119
18UE capabilities119
19S1 Interface120
19.1S1 User plane120
19.2S1 Control Plane120
19.2.1S1 Interface Functions121
19.2.1.1S1 Paging function122
19.2.1.2S1 UE Context Management function122
19.2.1.3Initial Context Setup Function122
19.2.1.3aUE Context Modification Function122
19.2.1.4Mobility Functions for UEs in ECM-CONNECTED122
19.2.1.4.1Intra-LTE Handover122
19.2.1.4.2Inter-3GPP-RAT Handover122
19.2.1.5E-RAB Service Management function122
19.2.1.6NAS Signalling Transport function123
19.2.1.7NAS Node Selection Function (NNSF)123
19.2.1.8S1-interface management functions123
19.2.1.9MME Load balancing Function123
19.2.1.10Location Reporting Function123
19.2.1.11Warning Message Transmission function123
19.2.1.12Overload Function123
19.2.1.13RAN Information Management Function123
19.2.1.14S1 CDMA2000 Tunnelling function124
19.2.1.15Configuration Transfer Function124
19.2.1.16LPPa Signalling Transport function124
19.2.1.17Trace Function124
19.2.2S1 Interface Signalling Procedures124
19.2.2.1Paging procedure124
19.2.2.2S1 UE Context Release procedure124
19.2.2.2.1S1 UE Context Release (EPC triggered)125
19.2.2.2.2S1 UE Context Release Request (eNB triggered)125
19.2.2.3Initial Context Setup procedure125
19.2.2.3aUE Context Modification procedure126
19.2.2.4E-RAB signalling procedures127
19.2.2.4.1E-RAB Setup procedure127
19.2.2.4.2E-RAB Modification procedure128
19.2.2.4.3E-RAB Release procedure129
19.2.2.4.4E-RAB Release Indication procedure129
19.2.2.5Handover signalling procedures130
19.2.2.5.1Handover Preparation procedure130
19.2.2.5.2Handover Resource Allocation procedure130
19.2.2.5.3Handover Notification procedure131
19.2.2.5.4Handover Cancellation131
19.2.2.5.5Path Switch procedure132
19.2.2.5.6Message sequence diagrams132
19.2.2.5.7eNB Status Transfer procedure139
19.2.2.5.8MME Status Transfer procedure140
19.2.2.6NAS transport procedures140
19.2.2.7S1 interface Management procedures142
19.2.2.7.1Reset procedure142
19.2.2.7.1aeNB initiated Reset procedure142
19.2.2.7.1bMME initiated Reset procedure142
19.2.2.7.2Error Indication functions and procedures143
19.2.2.7.2aeNB initiated error indication143
19.2.2.7.2bMME initiated error indication143
19.2.2.8S1 Setup procedure143
19.2.2.9eNB Configuration Update procedure144
19.2.2.9aeNB Configuration Transfer procedure145
19.2.2.10MME Configuration Update procedure145
19.2.2.10aMME Configuration Transfer procedure146
19.2.2.11Location Reporting procedures146
19.2.2.11.1Location Reporting Control procedure146
19.2.2.11.2Location Report procedure147
19.2.2.11.3Location Report Failure Indication procedure147
19.2.2.12Overload procedure147
19.2.2.12.1Overload Start procedure147
19.2.2.12.2Overload Stop procedure148
19.2.2.13Write-Replace Warning procedure148
19.2.2.14eNB Direct Information Transfer procedure148
19.2.2.15MME Direct Information Transfer procedure149
19.2.2.16S1 CDMA2000 Tunnelling procedures149
19.2.2.16.1Downlink S1 CDMA2000 Tunnelling procedure149
19.2.2.16.2Uplink S1 CDMA2000 Tunnelling procedure150
19.2.2.17Kill procedure150
19.2.2.18LPPa Transport procedures151
19.2.2.18.1Downlink UE Associated LPPa Transport procedure151
19.2.2.18.2Uplink UE Associated LPPa Transport procedure151
19.2.2.18.3Downlink Non UE Associated LPPa Transport procedure151
19.2.2.18.4Uplink Non UE Associated LPPa Transport procedure152
19.2.2.19Trace procedures152
19.2.2.19.1Trace Start procedure152
19.2.2.19.2Trace Failure Indication procedure153
19.2.2.19.3Deactivate Trace procedure153
19.2.2.19.4Cell Traffic Trace procedure153
19.2.2.20UE Capability Info Indication procedure153
20X2 Interface154
20.1User Plane154
20.2Control Plane154
20.2.1X2-CP Functions155
20.2.2X2-CP Procedures155
20.2.2.1Handover Preparation procedure155
20.2.2.2Handover Cancel procedure156
20.2.2.3UE Context Release procedure156
20.2.2.4SN Status Transfer procedure157
20.2.2.5Error Indication procedure157
20.2.2.6Load Indication procedure158
20.2.2.7X2 Setup procedure158
20.2.2.8eNB Configuration Update procedure158
20.2.2.9Reset procedure159
20.2.2.10Resource Status Reporting Initiation procedure159
20.2.2.11Resource Status Reporting procedure160
20.2.2.12Radio Link Failure Indication procedure160
20.2.2.13Handover Report procedure160
20.2.2.14Mobility Settings Change procedure161
20.2.2.15Cell Activation procedure161
20.2.3Void162
21Void162
21.1Void162
21.2Void162
21.3Void162
22Support for self-configuration and self-optimisation162
22.1Definitions162
22.2UE Support for self-configuration and self-optimisation163
22.3Self-configuration163
22.3.1Dynamic configuration of the S1-MME interface163
22.3.1.1Prerequisites163
22.3.1.2SCTP initialization164
22.3.1.3Application layer initialization164
22.3.2Dynamic Configuration of the X2 interface164
22.3.2.1Prerequisites164
22.3.2.2SCTP initialization164
22.3.2.3Application layer initialization164
22.3.2aAutomatic Neighbour Relation Function164
22.3.3Intra-LTE/frequency Automatic Neighbour Relation Function166
22.3.4Inter-RAT/Inter-frequency Automatic Neighbour Relation Function167
22.3.5Framework for PCI Selection168
22.3.6TNL address discovery168
22.3.6.1TNL address discovery of candidate eNB via S1 interface168
22.4Self-optimisation169
22.4.1Support for Mobility Load Balancing169
22.4.1.1General169
22.4.1.2.1Load reporting for intra-LTE scenario170
22.4.1.2.2Load reporting for inter-RAT scenario170
22.4.2Support for Mobility Robustness Optimisation171
22.4.2.1General171
22.4.2.2Connection failure due to intra-LTE mobility171
22.4.2.3Unnecessary HO to another RAT173
22.4.2.4O&M Requirements174
22.4.3Support for RACH Optimisation174
22.4.4Support for Energy Saving174
22.4.4.1General174
22.4.4.2Solution description174
22.4.4.3O&M requirements175
22.4.5Radio Link Failure report175
22.5Void175
22.6Void175
23Others175
23.1Support for real time IMS services175
23.1.1IMS Emergency Call175
23.2Subscriber and equipment trace176
23.2.1Signalling activation176
23.2.2Management activation176
23.3E-UTRAN Support for Warning Systems176
23.3.1Earthquake and Tsunami Warning System176
23.3.2Commercial Mobile Alert System177
Annex A (informative):NAS Overview178
A.1Services and Functions178
A.2NAS protocol states & state transitions178
Annex B (informative):MAC and RRC Control179
B.1Difference between MAC and RRC control179
B.2Void179
Annex C (informative):Void180
Annex D (informative):Void180
Annex E (informative):Void180
Annex F (informative):Void180
Annex G (informative):Guideline for E-UTRAN UE capabilities181
Annex H (informative):Void182
Annex I (informative):SPID ranges ad mapping of SPID values to cell reselection and inter-RAT/inter frequency handover priorities182
I.1SPID ranges182
I.2Reference SPID values182
Annex J (informative):Carrier Aggregation184
J.1Deployment Scenarios184
J.2Void185
J.3Void185
J.4Void185
J.5Void185
J.6Void185
Annex K (informative):Time domain ICIC185
K.1Deployment scenarios185
K.1.1CSG scenario185
K.1.2Pico scenario186
Annex L (informative):Void187
Annex M (informative):Change history188